Regulatory Relations Analyst
DocumentEntity Ner Classification
I worked in Regulatory Relations supporting capital markets compliance with major US regulatory bodies. My responsibilities included facilitating meetings with the SEC, FINRA, CFTC, NFA, and CME, and managing internal handling of regulatory discoveries. I advised regional management on regulatory matters and ensured prompt resolution of regulatory requests. • Scheduled and prepared senior management for regulatory meetings
• Served as regulatory liaison for internal and external stakeholders
• Managed and tracked focus areas for regulatory document requests
• Provided detailed records and follow-ups for meetings and regulatory events
I worked in Regulatory Relations supporting capital markets compliance with major US regulatory bodies. My responsibilities included facilitating meetings with the SEC, FINRA, CFTC, NFA, and CME, and managing internal handling of regulatory discoveries. I advised regional management on regulatory matters and ensured prompt resolution of regulatory requests. • Scheduled and prepared senior management for regulatory meetings • Served as regulatory liaison for internal and external stakeholders • Managed and tracked focus areas for regulatory document requests • Provided detailed records and follow-ups for meetings and regulatory events
2019 - 2021